Leon
Trotsky
What is the Permanent
Revolution?
(Chapter
10 of The Permanent Revolution, 1929)
Basic
Postulates
I hope that the reader will not object
if, to end this
book,
I attempt, without fear of repetition, to formulate succinctly my
principal conclusions.
1. The theory of the permanent
revolution now
demands the
greatest attention from every Marxist, for the course of the class and
ideological struggle has fully and finally raised this question from
the
realm of reminiscences over old differences of opinion among
Russian Marxists,
and converted it into a question of the character, the inner
connections
and methods of the international revolution in general.
2. With regard to countries with a
belated bourgeois
development,
especially the colonial and semi-colonial countries, the theory of the
permanent revolution signifies that the complete and genuine solution
of
their tasks of achieving democracy and national emancipation
is conceivable only through the dictatorship of the proletariat as the
leader of the subjugated nation, above all of its peasant masses.
3. Not only the agrarian, but also
the national
question
assigns to the peasantry – the overwhelming majority of the population
in
backward countries – an exceptional place in the democratic revolution.
Without an alliance of the proletariat with the peasantry the tasks of
the democratic revolution cannot be solved, nor even seriously posed.
But
the alliance of these two classes can be realized in no other way than
through an irreconcilable struggle against the influence of the
national-liberal
bourgeoisie.
4. No matter what the first
episodic stages of the
revolution
may be in the individual countries, the realization of the
revolutionary
alliance between the proletariat and the peasantry is conceivable only
under the political leadership of the proletarian vanguard, organized
in
the Communist Party. This in turn means that the victory of the
democratic
revolution is conceivable only through the dictatorship of the
proletariat
which bases itself upon the alliance with the peasantry and solves
first
of all the tasks of the democratic revolution.
5. Assessed historically, the old
slogans of
Bolshevism
– "the
democratic dictatorship of the proletariat and peasantry" –
expressed
precisely the above-characterized relationship of the proletariat, the
peasantry and the liberal bourgeoisie. This has been confirmed by the
experience
of October. But Lenin's old
formula did not settle in advance the problem
of what the reciprocal relations would be between the proletariat and
the
peasantry within the revolutionary bloc. In other words, the formula
deliberately
retained a certain algebraic quality, which had to make way for more
precise
arithmetical quantities in the process of historical experience.
However,
the latter showed, and under circumstances that exclude any kind of
misinterpretation,
that no matter how great the revolutionary role of the peasantry may
be,
it nevertheless cannot be an independent role and even less a leading
one.
The peasant follows either the worker or the bourgeois. This means that
the 'democratic dictatorship of the proletariat and peasantry' is only
conceivable as a dictatorship of the proletariat that leads the
peasant
masses behind it.
6. A democratic dictatorship of
the proletariat
and peasantry,
as a regime that is distinguished from the dictatorship of the
proletariat by its class content, might be realized
only in the case where an independent revolutionary party
could be constituted, expressing the interests of the peasants and in
general
of petty-bourgeois democracy – a party capable of conquering power with
this or that degree of aid from the proletariat, and of determining its
revolutionary program. As all modern history attests – especially the
Russian experience of the last twenty-five years – an insurmountable
obstacle
on the road to the creation of a peasants' party is the
petty bourgeoisie's
lack of economic and political independence and its deep internal
differentiation.
By reason of this the upper sections of the petty bourgeoisie (of the
peasantry)
go along with the big bourgeoisie in all decisive cases, especially in
war and in revolution; the lower sections go along with the
proletariat;
the intermediate section being thus compelled to choose between two
extreme
poles. Between Kerenskyism1 and the Bolshevik power, between
the
Kuomintang2
and the dictatorship of the proletariat, there is not and cannot be any
intermediate stage, that is, no democratic dictatorship of the workers
and peasants.
7. The Comintern's endeavor to
foist
upon the Eastern countries
the slogan of the democratic dictatorship of the proletariat and
peasantry,
finally and long ago exhausted by history, can have only a reactionary
effect. Insofar as this slogan is counterposed to the slogan of the
dictatorship
of the proletariat, it contributes politically to the dissolution of
the
proletariat in the petty-bourgeois masses and thus creates the most
favorable
conditions for the hegemony of the national bourgeoisie and
consequently
for the collapse of the democratic revolution. The introduction of this
slogan into the program of the Comintern is a direct betrayal of
Marxism
and of the October tradition of Bolshevism.
8.
The dictatorship of the proletariat
which has risen
to power as the leader of the democratic revolution is inevitably and
very
quickly confronted with tasks, the fulfillment of which is bound up
with
deep inroads into the rights of bourgeois property. The democratic
revolution
grows over directly into the socialist revolution and thereby becomes a
permanent revolution.
9. The conquest of power by the
proletariat
does not complete
the revolution, but only opens it. Socialist construction is
conceivable
only on the foundation of the class struggle, on a national and
international
scale. This struggle, under the conditions of an overwhelming
predominance
of capitalist relationships on the world arena, must inevitably lead to
explosions that is, internally to civil wars and externally to
revolutionary
wars. Therein lies the permanent character of the socialist revolution
as such, regardless of whether it is a backward country that is
involved,
which only yesterday accomplished its democratic revolution, or an old
capitalist country which already has behind it a long epoch of
democracy
and parliamentarism.
10.
The completion of the socialist
revolution within national
limits is unthinkable. One of the basic reasons for the crisis in
bourgeois
society is the fact that the productive forces created by it can no
longer
be reconciled with the framework of the national state. From this
follow,
on the one hand, imperialist wars, on the other, the utopia of a
bourgeois
United States of Europe. The socialist revolution begins on the
national
arena, it unfolds on the international arena, and is completed on the
world
arena. Thus, the socialist revolution becomes a permanent revolution in
a newer and broader sense of the word; it attains completion only in
the
final victory of the new society on our entire planet.
11. The above-outlined sketch of
the
development of the
world revolution eliminates the question of countries that are 'mature'
or 'immature' for socialism in the spirit of that pedantic, lifeless
classification
given by the present programme of the Comintern. Insofar as capitalism
has created a world market, a world division of labor and world
productive
forces, it has also prepared world economy as a whole for socialist
transformation.
Different countries will go through this
process at different tempos.
Backward countries may, under certain conditions, arrive at the
dictatorship
of the proletariat sooner than advanced countries, but they will come
later
than the latter to socialism.
A backward colonial or semi-colonial
country, the proletariat of which
is insufficiently prepared to unite the peasantry and take power, is
thereby
incapable of bringing the democratic revolution to its conclusion.
Contrariwise,
in a country where the proletariat has power in its hands as the result
of the democratic revolution, the subsequent fate of the dictatorship
and
socialism depends in the last analysis not only and not so much upon
the
national productive forces as upon the development of the international
socialist revolution.
12. The theory of socialism in one
country,
which rose
on the yeast of reaction against October, is the only theory that
consistently
and to the very end opposes the theory of the permanent
revolution.
The attempt of the epigones, under the
lash of our criticism, to
confine
the application of the theory of socialism in one country
exclusively to Russia, because of its specific
characteristics (its vastness and its natural resources), does not
improve matters but only makes them worse.
The break with the internationalist position always and invariably
leads
to national messianism, that
is, to attributing special superiorities
and
qualities to one's own country, which allegedly permit it to play a
role
to which other countries cannot attain.
The world division of labor, the
dependence of Soviet industry upon
foreign technology, the dependence of the productive forces of the
advanced
countries of Europe upon Asiatic raw materials, etc., etc., make the
construction
of an independent socialist society in any single country in the world
impossible.
13. The theory of Stalin and
Bukharin,
running counter
to the entire experience of the Russian Revolution, not only sets up
the
democratic revolution mechanically in contrast to the socialist
revolution,
but also makes a breach between the national revolution and the
international
revolution.
This theory imposes upon revolutions in
backward countries the task
of establishing an unrealizable regime of democratic dictatorship,
which
it counterposes to the dictatorship of the proletariat. Thereby this
theory
introduces illusions and fictions into politics, paralyses the struggle
for power of the proletariat in the East, and hampers the victory of
the
colonial revolution.
The very seizure of power by the
proletariat signifies, from the
standpoint
of the epigones' theory, the completion of the revolution ("to the
extent of nine-tenths," according
to Stalin's formula) and the opening of the epoch of national
reforms.
The theory of the kulak3 growing into socialism and the
theory of
the "neutralization" of the world bourgeoisie are consequently
inseparable
from the theory of socialism in one country. They stand or fall
together.
By the theory of national socialism, the
Communist International is
downgraded to an auxiliary weapon useful only for the struggle against
military intervention. The present policy of the Comintern, its regime
and the selection of its leading personnel correspond entirely to the
demotion
of the Communist International to the role of an auxiliary unit which
is
not destined to solve independent tasks. 4
14. The program of the Comintern
created
by Bukharin
is eclectic through and through. It makes the hopeless attempt to
reconcile
the theory of socialism in one country with Marxist internationalism,
which
is, however, inseparable from the permanent character of the world
revolution.
The struggle of the Communist Left Opposition for a correct policy and
a healthy regime in the Communist International is inseparably bound up
with the struggle for the Marxist programme. The question of the
program is in turn inseparable from the question of the two mutually
exclusive theories: the theory of permanent revolution and the theory
of
socialism in one country. The problem of the permanent revolution has
long
ago outgrown the episodic differences of opinion between Lenin and
Trotsky,
which were completely exhausted by history. The struggle is between the
basic ideas of Marx and Lenin on the one side and the eclecticism of
the
centrists on the other.
1 Aleksandr Kerensky, the
last leader of
the bourgeois regime before the Bolsheviks took power in November 1917,
headed the Trudoviks (from Trudovaya Gruppa, or Labor Group), a
petty-bourgeois party formed by peasant deputies in the tsar's
pseudo-parliament, the State Duma.
2 Kuomintan (KMT), or
Guomindang, was the Chinese nationalist party founded by Sun Yat-sen
and later led by Chiang Kai-shek, who carried out a massacre of
Communists and trade-unionists in Shanghai in April 1927.
3 Kulak = rich peasant.
4 Stalin subsequently
dissolved the Communist International in 1943.
|